CISI Global Financial Compliance : Batch 4
About Institute
The Chartered Institute of Securities and Investments (CISI) is the leading professional body for securities, investment, wealth and financial planning professionals. Formed in 1992 by London Stock Exchange practitioners, the institute has a global community of around 45,000 members in over 100 countries and last year more than 40,000 CISI exams were sat in 81 countries, 15,000 taken outside the UK. CISI has offices in the Middle East, India, Singapore and Sri Lanka. CISI is recognized as an awarding body by the UK Office of the Qualifications and Examinations Regulator.
Programme Overview
A successful compliance function is a fundamental requirement for any effective business; in financial services it is a critical component. CISI Global Financial Compliance qualification addresses techniques used to implement successful compliance functions in organisations. It provides a comprehensive introduction to all the issues a global Compliance Officer may encounter. It further addresses international issues including the international regulatory environment, managing the risk of financial crime, governance, risk management, ethics, integrity and fairness.
Programme Contents
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The international regulatory environment
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The compliance function
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Managing the risk of financial crime
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Ethics, Integrity and Fairness
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Governance, risk management and compliance
Conducted Date : 15th November 2024
– Zoom Session
Introduction Video
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