The Chartered Institute of Securities and Investments (CISI) is the leading professional body for securities, investment, wealth and financial planning professionals. Formed in 1992 by London Stock Exchange practitioners, the institute has a global community of around 45,000 members in over 100 countries and last year more than 40,000 CISI exams were sat in 81 countries, 15,000 taken outside the UK. CISI has offices in the Middle East, India, Singapore and Sri Lanka. CISI is recognized as an awarding body by the UK Office of the Qualifications and Examinations Regulator.
CISI Global Financial Compliance qualification provides a comprehensive introduction to all the issues a global compliance officer may encounter. It addresses the techniques used to implement successful compliance functions in organisations. The qualification further addresses international issues including the international regulatory environment, managing the risk of financial crime, governance, risk management, ethics, integrity and fairness.
This qualification is aimed at compliance staff in banks and finance companies, corporate compliance officers, auditors, corporate lawyers, existing and aspiring non-executive directors.
- The international regulatory environment
- The compliance function
- Managing the risk of financial crime
- Ethics, Integrity and Fairness
- Governance, risk management and compliance
Conducted Date : 01st May 2021
– Zoom Session